Broker Check


Securities offered through Securities America, Inc., Member FINRA/SIPC, Jeffrey Patterson, Registered Representative. Advisory services offered through Securities America Advisors, Inc., Jeffrey Patterson, Investment Advisor Representative. Patterson Wealth Management and the Securities America companies are unaffiliated.

Securities America, Inc

Securities America, Inc. is a registered broker/dealer and a Member FINRA/SIPC. All customer brokerage accounts at Securities America, Inc. are carried by National Financial Services, LLC (NFS), a Fidelity Investments Company, or by Pershing, LLC, (Pershing) a subsidiary of The Bank of New York Company, Inc. Investments carried by both NFS and Pershing are protected in accordance with the Securities Investor Protection Corporation (SIPC) up to $500,000 (including cash claims limited to $100,000). An explanatory brochure is available at Both companies have arranged additional protection for cash and securities to supplement its SIPC coverage. This additional coverage provided through Lloyd's of London will protect assets up to an overall aggregate level of $1 billion for assets in custody at the clearing firm including $1.9 million cash. Neither coverage protects against a decline in the market value of securities. Securities America, Inc. also serves as the corporate agency for the distribution of insurance products. Through this agency, Securities America provides its representatives with a complete line of insurance, annuity and ancillary products. Choose from term, universal and traditional life products, as well as a full range of disability, long-term care and health coverage products.

Securities America Advisors, Inc.

Securities America Advisors, Inc. is a Securities and Exchange Commission Registered Investment Advisor. With more than $15 billion (as of year-end 2010) of assets under management and administration, Securities America Advisors, Inc. provides investment management, financial advice, and financial planning through advisors nationwide. Working closely with Securities America Advisors, you and your financial advisor can develop a personalized investment program. Whether you are looking for turnkey solutions or something customized to your unique situation, Securities America Advisors is there to help your advisor meet your needs. We offer you flexibility and expert support, but you and your advisor remain in control of your financial choices.

Pershing, LLC, A Bank of New York Affiliate

Pershing processes security transactions and custodies client assets. Pershing is the world’s largest securities clearing firm. The company is an affiliate of the Bank of New York, the nation’s oldest bank, founded in 1784. Pershing is a member of the New York Stock Exchange and every other major U.S. securities exchange.